Compliance & Regulatory Manager

TallyKhata

 

TallyKhata

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Summary

• Vacancy: 1
• Location: Dhaka (Banani)
• Salary: Negotiable
• Experience: At least 5 years
• Published: 11 Jun 2024

 

Requirements

Education

• Bachelor’s degree in Law, Business Administration, Compliance, or related field. Advanced degree preferred.

Experience

• At least 5 years
• The applicants should have experience in the following business area(s):
  Telecommunication, Software Company, IT Enabled Service, Financial Technology (Fintech) Startup

Additional Requirements

• Preferably, a retired defense personnel or police member will be given an advantage.
• Proven experience (5 years) in compliance, regulatory affairs, or law enforcement.
• Strong knowledge of relevant laws, regulations, and industry standards.
• Excellent analytical, problem-solving, and decision-making skills.
• Effective communication and interpersonal abilities.
• Ability to work independently and collaboratively in a fast-paced environment.
• Certification in compliance or related fields (e.g., Certified Compliance & Ethics Professional) is a plus.
• The age should not be more than 50 years. In the case of defense and law enforcement, member age can be relaxed.

Responsibilities & Context

• Develop, enact, and interpret anti-money laundering (AML) and counter-financing of terrorism (CFT) policy guidelines for the bank.
• Regularly review and revise money laundering (ML) and terrorist financing (TF) risk assessments and AML policies.
• Alert senior management to any AML-related issues and enhance the bank’s AML & CFT compliance standing.
• Oversee and manage PEP screenings, STR, CTR, SAR, KYC diligence, sanctions, and independent testing procedures as per regulatory directives.
• Conduct ongoing monitoring of transactions to identify and address irregular and suspicious activities promptly.
• Implement corrective actions swiftly to rectify internal or regulatory-identified deficiencies.
• Provide accurate and timely management, regulatory statements, and reports.
• Furnish the necessary information to regulatory bodies and internal management as requested.
• Organize and conduct AML training, workshops, and seminars to enhance awareness and capacity among staff and BAMLCOs.
• Continuously monitor BAMLCO activities and perform branch visits and inspections to ensure AML & CFT compliance.
• Maintain effective communication and collaboration with regulatory authorities.
• Manage and respond to suspicious transaction reports (STRs), cash transaction reports (CTRs), and regulatory inquiries promptly.
• Approve financial and non-financial system entries, such as deposit product setups and payment transfers.
• Act as the custodian of deposit account opening files within a centralized operational framework.
• Provide accurate and timely responses to goAML and other regulatory inquiries.

Skills & Expertise

Defense

Police

Retired Commissioned Officers from Bangladesh Army

Compensation & Other Benefits

• Mobile bill, Medical allowance, Provident fund, Weekly 2 holidays, Insurance, Gratuity
• Salary Review: Yearly
• Lunch Facilities: Full Subsidize
• Festival Bonus: 2

• Pick-up and drop-off facility
• As per company policy and procedures

Workplace

Work at office

Employment Status

Full Time

Job Location

Dhaka (Banani)

Job Highlights

Seeking a retired defense or police member as a compliance & regulatory officer to ensure regulatory adherence, mitigate legal risks, conduct investigations, collaborate with law enforcement, and implement compliance strategies.

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