Compliance & Regulatory Manager

Full Time

TallyKhata

TallyKhata

 

TallyKhata

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Summary

  • Vacancy: 1
  • Location: Dhaka (Banani)
  • Salary: Negotiable
  • Experience: At least 5 years
  • Published: 11 Jun 2024

 

Requirements

Education

  • Bachelor’s degree in Law, Business Administration, Compliance, or related field. Advanced degree preferred.

Experience

  • At least 5 years
  • The applicants should have experience in the following business area(s):
    Telecommunication, Software Company, IT Enabled Service, Financial Technology (Fintech) Startup

Additional Requirements

  • Preferably, a retired defense personnel or police member will be given an advantage.
  • Proven experience (5 years) in compliance, regulatory affairs, or law enforcement.
  • Strong knowledge of relevant laws, regulations, and industry standards.
  • Excellent analytical, problem-solving, and decision-making skills.
  • Effective communication and interpersonal abilities.
  • Ability to work independently and collaboratively in a fast-paced environment.
  • Certification in compliance or related fields (e.g., Certified Compliance & Ethics Professional) is a plus.
  • The age should not be more than 50 years. In the case of defense and law enforcement, member age can be relaxed.

Responsibilities & Context

  • Develop, enact, and interpret anti-money laundering (AML) and counter-financing of terrorism (CFT) policy guidelines for the bank.
  • Regularly review and revise money laundering (ML) and terrorist financing (TF) risk assessments and AML policies.
  • Alert senior management to any AML-related issues and enhance the bank’s AML & CFT compliance standing.
  • Oversee and manage PEP screenings, STR, CTR, SAR, KYC diligence, sanctions, and independent testing procedures as per regulatory directives.
  • Conduct ongoing monitoring of transactions to identify and address irregular and suspicious activities promptly.
  • Implement corrective actions swiftly to rectify internal or regulatory-identified deficiencies.
  • Provide accurate and timely management, regulatory statements, and reports.
  • Furnish the necessary information to regulatory bodies and internal management as requested.
  • Organize and conduct AML training, workshops, and seminars to enhance awareness and capacity among staff and BAMLCOs.
  • Continuously monitor BAMLCO activities and perform branch visits and inspections to ensure AML & CFT compliance.
  • Maintain effective communication and collaboration with regulatory authorities.
  • Manage and respond to suspicious transaction reports (STRs), cash transaction reports (CTRs), and regulatory inquiries promptly.
  • Approve financial and non-financial system entries, such as deposit product setups and payment transfers.
  • Act as the custodian of deposit account opening files within a centralized operational framework.
  • Provide accurate and timely responses to goAML and other regulatory inquiries.

Skills & Expertise

Defense

Police

Retired Commissioned Officers from Bangladesh Army

Compensation & Other Benefits

  • Mobile bill, Medical allowance, Provident fund, Weekly 2 holidays, Insurance, Gratuity
  • Salary Review: Yearly
  • Lunch Facilities: Full Subsidize
  • Festival Bonus: 2
  • Pick-up and drop-off facility
  • As per company policy and procedures

Workplace

Work at office

Employment Status

Full Time

Job Location

Dhaka (Banani)

Job Highlights

Seeking a retired defense or police member as a compliance & regulatory officer to ensure regulatory adherence, mitigate legal risks, conduct investigations, collaborate with law enforcement, and implement compliance strategies.

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