Sr. Executive/Branch Manager (Authorized Representative) For Mir Securities Limited.

Key Responsibilities:

Authorized Representative (AR) Duties:

• Act as the official Authorized Representative of Mir Securities Ltd. with DSE.
• Ensure all trading operations comply with BSEC, DSE, and CDBL rules and regulations.
• Maintain updated knowledge of circulars, directives, and regulatory requirements.
• Authenticate and verify BO account opening forms, KYC documentation, and customer onboarding as per regulatory guidelines.

Trading & Operations Management:

• Supervise daily trade execution, order management, and back-office operations.
• Ensure accurate, timely trade confirmation, settlement, and reporting.
• Monitor client trading activities to prevent regulatory breaches, irregularities, or suspicious transactions.
• Coordinate with Treasury, Finance, and Accounts for fund management, client ledger reconciliation, and settlement obligations.

Compliance & Risk Management:

• Implement and enforce compliance protocols across all operating units.
• Ensure proper handling of client complaints, dispute resolution, and documentation.
• Conduct internal audits for operational accuracy, risk control, and regulatory compliance.
• Maintain confidentiality and integrity of all client information and company data.

Client Relationship & Service:

• Build and maintain healthy and productive relationships with high-net-worth clients and portfolio investors.
• Provide clients with accurate trading information, market updates, and investment guidelines within regulatory boundaries.
• Ensure timely client communication regarding settlement, payments, and notices.

Coordination & Reporting:

• Communicate with DSE, CDBL, BSEC, and other regulatory bodies on operational, compliance, or reporting matters.
• Prepare and submit required regulatory reports within stipulated timelines.
• Assist senior leadership in strategic planning and operational improvements.